AQMetrics

Key Benefits

• Automation and streamlining of filing process that reduces time and resources required to complete the task
• Increased accuracy and completeness of filings which reduce the risk of errors or omissions
• Reduced risk of penalties or fines as AQMetrics’ team of experts help managers to stay compliant with regulatory requirements. The platform will not allow reports to be filed with validation errors.
• Time-saving:  AQMetrics can free up time and resources for managers to focus on core business activities, allowing them to more effectively manage their funds.
• Scaling your business: The automated platform allows compliance officers and regulatory officers to scale their funds seamlessly.

Regulatory Reporting 

AQMetrics’ cloud-based regulatory compliance and risk management platform helps fund managers automate their Form PF, Form 13F, Form ADV, Annex IV, and Form CPO-PQR filings.  They offer end-to-end automated data management, inbuilt regulatory validations, and machine-to-machine submissions. The platform is supported with a managed service where a team of experts can assist managers to meet their compliance and regulatory obligations more efficiently and effectively, freeing up time and resources to focus on core business activities.

MiFID II Transaction Reporting 

AQMetrics is authorized by the Financial Conduct Authority (FCA) and the European Securities and Markets Authority (ESMA) as a Data Reporting Service Provider (DRSP). AQMetrics ARM automates t+1 transaction reporting for high volume broker-dealers, venues, OTF/MTF and investment managers across all asset classes.  The AQMetrics ARM integrates with Eze solutions for transaction reporting and connects to NCAs across UK and Europe.